Compliance audit
420015, Podluzhnaya street, 60, Kazan
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(843) 202-07-60
8 (800) 500-52-87
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Services Audit Compliance audit

Compliance audit

Compliance audit helps to checks if the organization and its staff adhere to the requirements of international, Russian and in case of activity abroad - foreign legislation as well as to internal normative and administrative documents, decisions of governing bodies.

Why Audex?

  • More than 24 years' experience in audit and consulting market.
  • More than 5 years of experience in compliance audit.
  • We have more than 100 staff members, most of them are qualified auditors, consultants and lawyers, have science degrees and rewards.
  • Favourable opinions about the results of external control of the Federal Service for Fiscal and Budgetary Supervision.
  • Audex is the only company in Tatarstan to be included in Russia’s TOP-25 audit-consulting companies*.
  • Our loyal clients are Mercedes-Benz Trucks Vostok LLC, KAMAZ OJSC, Tattelecom OJSC.
  • Proven models and programmes help us to achieve the objectives of compliance audit in agreed time frames and with moderate costs.
  • Our specialists will conduct on-site audit for you in any part of Russia.
  *According to Raiting agency RAEX (Expert RA), 2017

Ordering compliance audit in Audex, YOU GET:

  • detecting of possible compliance-risks and valuation of compliance of actions of managers, departments and staff to the corporate procedures and internal policy;
  • minimizing of risks of organization's involvement into the processes that can lead to negative income and loss of confidence from the part of regulating authorities, investors, shareholders, clients etc;
  • elaboration of corresponding internal documentation, policy and procedures based on the contemporary international experience of compliance-system implementation:
    • Code of Corporate Conduct
    • Code of Corporate Ethics
    • Policy concerning acceptance and donation of gifts
    • Policy concerning violation reports
    • Policy concerning bribery and corruption
    • Policy concerning anti-money laundering and combating the financing of terrorism
    • Policy concerning confidentiality of information
    • Policy concerning conflict of interest etc. 

Compliance audit helps to checks if the organization and its staff adhere to the requirements of international, Russian and in case of activity abroad - foreign legislation as well as to internal normative and administrative documents, decisions of governing bodies.

Compliance is a set of elements that belong to corporate culture, institutional structure, rules and procedures regulated by the internal governing documents of the organization, which help to observe the compliance principle by the staff regardless of the job position.

Cases of non-observance of compliance system are called compliance risks.

What are compliance risks?

Apart from the direct financial losses there are some other consequences of compliance risks such as legal and reputational and it is also important to take them into account for planning further activity of organization. One can spend much of his recourses on creating positive business reputation, but all the efforts may be swept away by one unfavourable event.

The objective of compliance audit is to minimize risks of organization's involvement into the processes that can lead to negative income and loss of confidence from the part of regulating authorities, investors, shareholders, clients etc.

The procedures and main stages of the examination depend on specific purposes and tasks covered by the agreement. 



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